Tag Archives: SMR

The Senior Managers Regime in 2018 … a brave new world of regulation

Andrew Pullman explores the serious people challenges for all financial institutions facing the new senior management rules and regulations in 2018 A New World From 2018, the Conduct Rules laid out in the Senior Managers Regime will apply to all financial institutions – we are expecting further details in June 2017. This is an expansion … Continue Reading

New UK Financial Services whistleblowing rules come into force – same tune, higher pitch

Over the next week or so, HR Departments in financial services organisations across the country will be taking a last nervous look around their shops before the implementation on 7 September of new FCA/PRA regulations on whistleblowing in the workplace. The new rules bring into full effect the preparatory steps mandated from March this year.  … Continue Reading
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